GIS Steering Committee

Minutes 1/2/02 Meeting

 

Voting Members Present:  Ed Suslovic, John Holden, Dan Walters, Jim Barker, Jim Page, Dennis Keschel, Ray Halperin, Paul Mateosian, Harlan Onsrud, Paula Thomson, and Jim Thomas.

 

Staff Present: Mary Cloutier, Kirsten Hebert, and Mary Ann Hayes

AGI Present:  Michael Terner and Richard Sutton

Camp Dresser and McKee Present: Michelle Thaler

 

The minutes of the 12/19 meeting were reviewed and accepted. 

 

Draft Executive Summary:  Michael Turner reviewed a draft in detail with the Steering Committee.  Co-chair Ed Suslovic complimented its “readability”, and recommend a short fact sheet outlining the key benefits be prepared to accompany the summary.  Dan Walters and Mary Cloutier were asked to estimate the amount of money expended on GIS over the last ten years in State government to use as a comparison.

 

The Steering Committee agreed to “closely read” the draft and send comments to Michael by 1/7.  The following draft incorporates their comments.

Executive Summary

 

A Program for Building

The Maine Public Library of Geographic Information

________________________________________________________________________

 

Background & Overview:

Maine is facing increasingly complex challenges in statewide, regional and municipal governments.  Providing homeland security.  Encouraging economic development. Guiding sensible growth while protecting the environment.  All of these fronts require immediate and urgent attention.  Addressing these issues involves activities such as the analysis of land use patterns and demographics, the monitoring of water supplies and distribution systems, and identifying critical animal habitats and guiding development away from them.  Pursuing these activities requires adequate tools and strong technical investments.  Geographic information systems (GIS) technology has proven itself an essential tool that enables Maine to confront these issues from both a policy development and implementation perspective.  GIS has a long history, both in Maine and throughout the nation, of addressing these exact types of issues, and Maine has made an excellent start in building a strong GIS capacity.  But the next steps are critical.  Essential geographic data that permits detailed analysis in these policy arenas are unavailable and must be assembled.  Technical exchange and training are inadequate to meet demand and must be provided.  Further, there are several unrealized opportunities for greater cooperation and collaboration - both between state agencies and between the state and local government - that could lead to important GIS synergies and efficiencies. 

 

In recognition of these immediate challenges and opportunities the Legislature mandated a strategic GIS planning study aimed at providing a blueprint for further, coordinated development of a strong statewide GIS over the next 5 years.  This study has confirmed that further actions are required to help Maine realize a maximum return on its existing GIS investments and to position the State to better address issues of sensible growth, environmental protection, homeland security and economic development. Importantly, the plan is designed so that these actions will help the state obtain required data sets while at the same time providing significant support to the local GIS efforts of the cities and towns of Maine.  The Legislature has already recognized the importance of moving Maine's GIS forward and developing a plan.  The plan has been developed and it leverages potentially available federal funds to the maximum extent possible.  It is now time to act.

 

Introduction & Definition of Geographic Information Systems (GIS)

Historically, maps have been a vital tool for effectively depicting complex information.  The human brain has a powerful ability to see patterns and understand relationships when information is depicted cartographically.  Maps help people to better understand their immediate environments and the world.  Geographic Information Systems, known as GIS, are computer databases and software that store cartographic information and provide powerful map display and analysis capabilities. 

 

Unlike traditional maps, users of GIS can interact with the map via the computer.  For example, a user can “click” on a map element and ask “what is this?”  The GIS can then query the database, find the element and report the characteristics, or attributes of the element.  If one had clicked on a road, the GIS might return the road name, the speed limit and the date the road was last paved.  Similarly, a GIS user can query the database of map attributes to search for patterns or look for trends.  One might go to the GIS database and query road attributes to find “all roads that had not been paved within the last 10 years”.  The GIS would then return a map that would show the location and distribution of all those roads.  Such a map would be very important for planning capital improvements to a road network and it would be extremely difficult and time consuming to produce without GIS technology.  Further, the same roads data set could be used for a diversity of additional purposes such as routing emergency vehicles in response to an accident.  Due to the power of this type of query capability, as well as robust map editing functionality, during the 1990’s GIS became the primary tool large organizations, and increasingly small organizations, use to create, manage, and use maps.  Whether private firms such as DeLorme or Rand McNally, federal agencies like the USGS or US Forest Service, or the State of Maine, GIS is now employed as a common productivity tool.

 

Recently, GIS capabilities have been brought to the World Wide Web.  GIS is no longer a technology limited to technical specialists.  GIS data and GIS capabilities are readily available and accessible by web browsers through Internet sites such as MapQuest.com or the National Geographic Map Machine.  This type of wide data availability has helped create an increased awareness of the importance of GIS.  In addition, increased data availability has helped increase the returns on data investment by enlarging the number of users, and broadening the range of uses of a single GIS database.

 


History of GIS Use in Maine & an Overview of the Proposed Program

The State of Maine has been an active user of GIS technology since the 1980’s.  Maine has made solid GIS investments within many departments and state agencies.  In addition, the Maine Bureau of Information Systems houses the Maine Office of GIS (MeGIS) which acts as a state level service bureau and provides centralized access to GIS data for the general public and private sectors.

 

Maine’s GIS programs have evolved with the technology over time.  Initially and by technical necessity, these were isolated and independent systems.  Later these state systems were loosely coupled and confederated and explicit coordination between agencies emerged.  At present, there is increasing GIS activity both within state government and within municipal and regional governments.  This increase in participants has greatly increased the need for coordination and it has also highlighted a few important data gaps in Maine.  Based on the research conducted through this study, it is time for a further, natural evolution of statewide GIS in Maine.  It is time for Maine to take GIS “to the next level”.  The question is whether this evolution takes place organically with the inherent risk of duplication of effort and missteps, or whether it takes place in a planned and well coordinated fashion.

 

This study documents how several targeted GIS investments will help Maine realize a greater return on a decade’s worth GIS investments while solving several operational problems that GIS users in Maine currently face.  In addition, as Maine grapples with important regional issues such as sensible growth and economic development, GIS offers rich possibilities for supporting policy development and implementation, provided that the appropriate data sets are available.  At present, there are key gaps in several of these data sets. 

 

Perhaps most importantly this proposed program attempts to create an explicit coordination mechanism between the state and numerous regional and local GIS efforts. While there are good examples of coordination between state agencies, there is room for significant improvement and intra-governmental GIS coordination between the state and regional/local efforts is lacking.  Filling this void is increasingly important as local efforts continue to accelerate.

 

Achieving this level of coordination will create an important “win-win” for Mainers.  First, local governments will greatly benefit from state support during the critical startup phases of GIS development.  Seed money for data development as well as technical support will go far in helping new communities become involved with GIS.  Second, the state government will greatly benefit by having increased electronic access to important locally controlled GIS data sets such as parcels and zoning.  Activities such as sensible growth and economic development require access to these types of local data.

 

History of the Resolve 23 Process and Genesis of this Study

Recognizing opportunities to capitalize on new technology and advance Maine’s statewide GIS program to include new data sets and further coordination, both MeGIS and the interdepartmental GIS Executive Council began planning for a more robust statewide GIS initiative in 1999-2000.  Based on this planning, during 2001 a proposal emerged to fund statewide parcel automation partially as a means of expanding the statewide GIS to better be able to handle ongoing sensible growth and development tracking efforts.

 

During consideration of this proposal there was agreement that given the magnitude of this initiative there was a need for further planning to better understand the specific needs and to craft a more detailed implementation strategy.  Rather than passing the initial proposal, the Legislature authored Resolve 23 and initiated a specific planning process aimed at determining the best course of action for further developing Maine’s statewide GIS.  The Legislature created a Steering Committee composed of representatives of state, regional and local governments as well as members of the private sector and academic communities to oversee this planning process.  The Legislature charged the Steering Committee with reporting their findings and recommendations during January, 2002.

 

During the Summer of 2001, the Steering Committee issued a request for proposal to obtain professional consulting assistance in developing this plan.  Applied Geographics, Inc, teamed with CDM and GIS Mapping & Analysis, Inc., won the contract to perform the planning by working in close association with both the Steering Committee and the MeGIS staff.  This study is the result of that planning effort

 

Major Findings from the Needs Assessment

During the initial phases of the planning effort over 70 individual parties in Maine were contacted and interviewed in an attempt to fully understand the needs for an expanded statewide GIS program in Maine.  Interviewees included 22 individual municipalities, 14 regional governmental entities, 18 state agencies, 5 utilities, 9 federal agencies as well as members of the academic and private sector communities.  Within municipalities, the team spoke with various Assessors, Planners, Town Managers/Executives and staff from DPW and Engineering Departments.  From these interviews, several major findings of need emerged.  These included:

·        Wide Interest in GIS: There was an incredibly high degree of interest in GIS and in an expanded statewide GIS program from almost all entities that were interviewed.  People were aware of what the technology offered and were eager to become more involved.  Most parties strongly believed that statewide efforts would greatly assist local and regional entities in becoming more involved with GIS.

 

·        Multiple Statewide Initiatives: There are several state government agencies aggressively pursuing GIS on a statewide basis.  While there are explicit efforts at coordination, there remains some duplication of effort and room for further, better coordination among these programs.  For instance, there is no single location where all of the best state-produced GIS data for Maine currently exists.  If an entity needed to collect all of the data for Maine, they would need to visit multiple state agencies.

·        Large Need for Education & Technical Assistance: Although there is a high degree of GIS activity within local and regional governments, many of these efforts are hindered by a lack of technical assistance, and basic problems can prove difficult to overcome.  Similarly, there are many nascent GIS efforts at the local level that could be greatly aided by outreach and education from the state.  Disseminating information on topics such as costs/benefits of GIS, application examples for municipal government and the development process for constructing a GIS would be extremely valuable.

·        Requirements for New Data: While Maine has made an excellent start at developing statewide data sets, there remain several important data gaps that hinder the ability of the state, and other entities to tackle problems such as sensible growth, economic development and environmental protection.  Notable gaps include: parcels, zoning, protected open space and land cover.  In addition, the availability of a high-quality, statewide aerial-photo base map would be very helpful for catalyzing and improving the quality of local data development efforts (e.g. parcels and zoning).

·        Incremental Improvements in Operational Efficiency of MeGIS: While there was a high degree of praise for MeGIS and the data sets it distributes, there were several suggestions for operational improvements that could be made that would make it easier for MeGIS to deliver data to its end-users in more useful formats. These types of efficiencies could be added relatively easily with some targeted investments in newer technology and associated applications.


Major Recommendations and a Proposed Plan of Action

In light of the major findings described above, the Steering Committee has prepared a series of recommendations aimed at addressing these needs.  The figure below shows that these recommendations can be viewed as five pillars upon which an expanded GIS program for Maine will be built.  Further detail on each pillar is provided below.

 

 

·        Standards: Maine should develop a comprehensive set of standards describing the format and content of all data sets to be developed with state dollars.  Such standards are necessary to guarantee good data content in an environment where there will be data contributions from multiple levels of government. In some cases, this will be codifying existing standards and in other cases it will mean developing new standards (e.g. for parcels).  Importantly, Maine must also consider a program for standards enforcement. Absent enforcement, standards have much less value.

·        Expanded Data Warehousing: A key goal of the overall expansion of Maine’s statewide GIS is to create a Maine Public Library for Geographic Information. All of the state’s data will be collected and made available through this library, although the creation and management of individual data components will remain decentralized at individual state, regional and local governmental entities.  Creating the library will provide efficient one-stop shopping for gaining access to Maine’s spatial data infrastructure.  Making access easier and more efficient will lead to increased use of data for multiple purposes, and a greater return on investment.  A series of targeted technology investments can expand the existing data warehousing capacity to act as a robust public library.

·        New Data Development: As described above, there is wide need for several important data sets that are currently unavailable, including: parcels, zoning, protected open space and land cover.  Many of these data are created and managed at the local level, but they can be very important for understanding statewide and regional issues such as economic development, sensible growth and protection of the environment.  Effectively building these data sets will require significant time as well as the cooperation of local governments.  As such, this plan proposes a series of grants that would be provided to cities and towns to support their development of these data in conformance to the statewide standards.  In addition, the terms of the grant would include a commitment to provide these data for use within the public library and to update the data over time. 

Also, recognizing that developing high-quality local data sets requires access to consistent, high-quality base mapping, this plan proposes that the state actively work with the USGS by providing matching funds for the National Aerial Photo Program (NAPP).  Providing these funds would make up to $1.6M of USGS funding available to Maine to create an improved base map that would underpin much of the new parcel and zoning development that will take place in the coming years.

·        Targeted Application Development: Investment in a finite set of applications is a necessary compliment to the aforementioned investments in standards, technology infrastructure and data.  Just as a library needs a card catalog, the geographic information library needs a set of tools that will help people find what they are looking for and begin putting the information to basic use.  Application development areas are proposed to include: standards validation routines, basic cartographic browsing capabilities, as well as robust on-demand data extraction (i.e. check-out) routines.  In addition, the library should be constructed so that there is an open application development platform whereby third-party developers can use data housed within the library for their own purposes.  That is, third parties can use their own resources to build tools that can access information in the library.  These third-parties may be state agencies that have their own mandate-specific application requirements (e.g. providing school bus routing assistance) or potentially private sector entities providing tools for a specific constituency (e.g. the real estate and appraisal community).

·        Expanded Coordination, Outreach & Education:  Research indicated that there are large opportunities for increased GIS coordination, both between state agencies and among different levels of government (i.e. between the state and municipalities).  To address this issue, the plan proposes an explicit investment of resources aimed at fostering improvements in coordination.  This plan envisions creating up to two new staff positions to provide this explicit coordination.  In addition, this plan recommends the creation of Regional Service Centers, likely via modest funding provided to COGs and/or Counties, which can help provide education and outreach as well as important technical assistance to municipalities that are getting started with GIS.  These activities will both help to catalyze further GIS effort at the local level and also help support, manage and coordinate these local efforts to increase the likelihood of success.

Conclusions

Maine has long understood the need for investments in state infrastructure such as roads and bridges.  Increasingly, information infrastructure is being viewed as an important area for government investment at both the federal and state levels.  The proposed plan of action laid out in this study represents a series of targeted investments in Maine’s spatial data infrastructure.  These investments are necessary to both help Maine gain the maximum return on investment from its previous GIS expenditures and also to enable Maine to apply the GIS to critical issues of statewide importance such as sensible growth, economic development and homeland security.

 

Maine has recognized the importance of GIS investments for over a decade.  The Steering Committee has meticulously put together a plan of action that will result in an effective, expanded statewide GIS capability and broad, tangible benefits.  It is clear that Maine and the MeGIS program have the ability to manage this expanded statewide resource.  It is time to begin developing this resource in earnest.

 

Funding Approach:  Michael Terner and the Steering Committee closely reviewed the Five Year Budget for Expanded GIS in the State of Maine.  They discussed funding scenarios, and directed Michael to develop one for the report to recommend to the Legislature.  Funding on-going expenses (e.g. technical and Board support) continue to present challenges.  Ray Halperin noted that the State would have to “bite the bullet” and hire a person to manage contracts/grants and report to the Board.  In addition, the budget would ideally include funding for a technical support person, and a database administrator.

 

The Steering Committee agreed to send additional comments to Michael Terner by 1/7.  The below incorporates all changes suggested by Committee members.


 


5-Year Budget for Expanded GIS in the State of Maine

 

 

 

 

 

 

D R A F T

 

 

Prepared by: Applied Geographics, Inc.

Version:

1/7/02

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ONE TIME CAPITAL EXPENDITURES:

TOTAL Cost

Bond

CIO (1)

USGS Matching Grant

Utility or Other Partnerships

Potential one-time grants

Potential Grant Sources

 

 

1. Standards

 

 

 

 

 

 

 

 

 

Statewide data standards development

$200,000

$100,000

 

 

 

$100,000

FGDC for standards/metadata; and/or US-Canada framework

 

 

2. Data warehousing

 

 

 

 

 

 

 

 

 

Infrastructure improvements

$200,000

$200,000

 

 

 

 

 

 

 

3. Statewide data development

 

 

 

 

 

 

 

 

 

Participation in USGS NAPP program for new orthos (2)

 

 

 

 

 

 

 

 

 

Completion of 1997 program

$90,000

$90,000

 

 

 

 

 

 

 

2002-2003 USGS program. 

$4,110,000

$1,710,000

 

$1,600,000

 

$800,000

Farm Service, NRCS, US-EPA

 

 

Development of statewide land cover

$750,000

$250,000

 

 

 

$500,000

NASA

 

 

Parcel automation grant program

$3,500,000

$2,000,000

 

 

$500,000

$1,000,000

Municipal match for parcel moneys.  Assumes $1 to $1 match (3).

 

 

Zoning & conservation/open space automation grant program

$750,000

$750,000

 

 

 

 

 

 

 

Road centerline improvements

$400,000

$400,000

 

 

 

 

 

 

 

4. Facilitating application development

 

 

 

 

 

 

 

 

 

Standards conformity validation tools/application

$100,000

$100,000

 

 

 

 

 

 

 

On-line Internet-browser based access to Library and application development platform for delivery of Library data to third parties

$150,000

$150,000

 

 

 

 

 

 

 

Development tracking application development

$250,000

$250,000